Be Forewarned – SEC Enforcement Priorities

Oct 26 Cybersecurity — Fraud — SEC

Check Out “Office Hours with Gary Gensler” Video Series

Oct 19 SEC

What the SEC Wants You to Know

Sep 22 SEC

Lindsay McCord, Chief Accountant for SEC’s Division of Corporation Finance, to Speak at SEC Professionals Group Upcoming Quarterly Meeting

Aug 31 Quarterly Meeting — SEC

A SPAC Enforcement Case

Jul 16 SEC — SEC Institute

A Busy REGFLEX Agenda for the SEC

Jul 01 SEC

A Lighthearted Glossary of Securities Law Terms

Jun 25 SEC

A Risk Factor Rewrite Example

May 06 Blog Post — Disclosure Effectiveness — SEC

A Timely Form 12b-25 Reminder from SEC Enforcement!

May 04 Blog Post — SEC

Senate Confirms Gary Gensler as SEC Chair

Apr 14 Blog Post — SEC

SEC’s New “One-Stop” ESG Web Page

Mar 30 Blog Post — ESG Reporting — SEC

Buckle up. Change is coming.

Mar 16 8-K — Blog Post — ESG Reporting — PCAOB — SEC

SPACs Disclosures: The SEC Leaves a Bread Crumb Trail

Feb 17 Blog Post — IPO — SEC

Gary Gensler in Line to Chair the SEC Under Biden: Implications for Issuers

Feb 11 Blog Post — SEC

A New “Dear CFO” Letter – Securities Offerings and Price Volatility

Feb 10 Blog Post — SEC

About That Selected Financial Data and Quarterly Information Change??

Jan 26 10-K — Blog Post — MD&A — SEC

The AICPA Conference on Current SEC and PCAOB Developments: Key Takeaways

Jan 20 Blog Post — COVID-19 — MD&A — PCAOB — SEC

An Overview of the New MD&A Rule

Jan 20 Blog Post — MD&A — SEC

Your Company’s MD&A Discussion: How the SEC is Helping You Focus on What Matters

Dec 21 Blog Post — Disclosure Effectiveness — MD&A — SEC

Internal Control Versus Internal Accounting Control

Dec 16 Blog Post — Government Press Release — SEC — SOX, Internal Controls, Audit

We Are Living In a Principles-Based World

Dec 10 Blog Post — Disclosure Effectiveness — MD&A — SEC

Just in Time for Year-End — A COVID-19 Disclosure Enforcement Action

Dec 08 8-K — Blog Post — COVID-19 — SEC

Electronic Signature Process Help

Dec 07 Blog Post — COVID-19 — SEC

Electronic Signature Rule Effective December 4, 2020

Dec 07 Blog Post — SEC

The Ins and Outs of the New SEC S-K Modernization Rules

Dec 07 10-K — 10-Q — Blog Post — Disclosure Effectiveness — ESG Reporting — SEC — XBRL

2021 SEC Calendar of Filing Deadlines

Dec 07 One Pager — SEC

CorpFin Updates Financial Reporting Manual

Dec 01 Blog Post — Disclosure Effectiveness — FASB — PCAOB — SEC

CorpFin to Accept SEC Electronic Signatures Before New Rule Effective Date

Dec 01 Blog Post — SEC

Smaller Reporting Companies - Business, Risk Factor and Legal Proceedings Modernization

Nov 24 Blog Post — Disclosure Effectiveness — SEC

Disclosure Modernization Continues - MD&A and Other Financial Disclosures

Nov 20 Blog Post — Disclosure Effectiveness — MD&A — SEC

Two More Disclosure Modernization Steps

Nov 19 10-K — 10-Q — Blog Post — Disclosure Effectiveness — Government Press Release — SEC

More Modernization – Electronic Signatures!

Nov 18 10-K — 10-Q — Government Press Release — SEC

Judgments, Estimates and Uncertainties – Oh My!

Nov 17 10-Q — Blog Post — Disclosure Effectiveness — SEC

Disclosure Modernization Continues – Part Four

Nov 12 10-K — 10-Q — Blog Post — Disclosure Effectiveness — SEC

Disclosure Modernization Continues – Part Three

Nov 12 10-K — 10-Q — Blog Post — Disclosure Effectiveness — SEC

Disclosure Modernization Continues – Part Two

Nov 10 10-K — 10-Q — Blog Post — Disclosure Effectiveness — SEC